Controls Over the SEC’s Travel Charge Card Program Could Be Strengthened To More Fully Comply With Requirements and Maximize BenefitsView full audit [PDF, 50 pages]
An audit was conducted to assess the SEC’s controls over its travel charge card program during FY 2018 and FY 2019 Q1–2 and to determine whether the agency complied with applicable laws, regulations, policies and procedures.
Fifteen recommendations were made including:
- Update out-of-date or conflicting policies.
- Increase outreach efforts to make travelers and authorizing officials aware of their responsibilities and obligations.
- Consider cost savings opportunities.